Search Result

281 - 300 of 624 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

PR App 3.1

As Published: 2005

PR App 3.1