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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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