Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

…

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

…

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

DTR 2.2 Disclosure of inside information

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

BIPRU 2.2 Internal capital adequacy standards

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 2.8 Exclusions applicable to particular regulated activities

DEPP 6.2 Deciding whether to take action

FEES 3.2 Obligation to pay fees

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

LR 3.4 Debt and other securities

BIPRU 5.4 Financial collateral

CASS 6.1 Application

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

BIPRU 8.5 Basis of consolidation

SYSC 8.1 General outsourcing requirements

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 8.6 Consolidated capital resources

PR 2.3 Minimum information to be included in a prospectus

LR 15.5 Transactions