Search Result

41 - 60 of 971 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance