Search Result

521 - 540 of 873 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance