Search Result

381 - 400 of 757 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview