Search Result

381 - 400 of 1019 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments