Search Result

341 - 360 of 855 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PR App 1.1

As Published: 2005

PR App 1.1

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation