Search Result

161 - 180 of 885 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose