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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 8.1 Application

As Published: 2005

LR 8.1 Application

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities