Search Result

301 - 320 of 582 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 16.2 Requirements and eligibility for listing

As Published: 2005

LR 16.2 Requirements and eligibility for listing

DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation