Search Result

161 - 180 of 665 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording