Search Result

41 - 60 of 823 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4