Search Result

141 - 160 of 1027 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PERG 13.2 General

As Published: 2007

PERG 13.2 General

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety