Search Result

121 - 140 of 829 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms