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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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Similar To

LR 10.8 Miscellaneous

BIPRU 7.8 Securities underwriting

SYSC 12.1 Application

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 8.21 Company statements, announcements and briefings

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BIPRU 7.9 Use of a CAD 1 model

SYSC 6.3 Financial crime

PERG 13.4 Financial Instruments

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP 11.9 Changes in close links

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading