Search Result

581 - 600 of 629 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose