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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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Similar To

LR 9.3 Continuing obligations - holders

LR 8.7 Supervision of sponsors

LR 8.5 Responsibilities of listed companies

DTR 7.2 Corporate governance statements

PERG 8.12 Exemptions applying to all controlled activities

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

RCB 2.3 Determination of registration

COLL 4.5 Reports and accounts

COLL 4.3 Approvals and notifications

COLL 6.3 Valuation and pricing

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 12.1 Application

LR 12.5 Purchase of own securities other than equity shares

SYSC 5.1 Skills, knowledge and expertise

SUP 15.3 General notification requirements

SYSC 2.1 Apportionment of Responsibilities