Search Result

781 - 800 of 846 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares