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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PR App 3.1

As Published: 2005

PR App 3.1

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers