Search Result

441 - 460 of 857 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative