Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GEN 2.2 Interpreting the Handbook

BIPRU 8.6 Consolidated capital resources

MCOB 9.4 Content of illustrations

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 3.10 Duties of auditors: notification and report on client assets

DISP 1.11 The Society of Lloyd's

DISP 1.10 Complaints reporting rules

REC 3.26 Proposals to make regulatory provision

REC 5.2 Application process

CASS 3.1 Application and Purpose

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 4.1 General requirements

SUP App 3.6 Freedom to provide services

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 15.8 Notification in respect of particular products and services

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SYSC 10.1 Application

SUP 13A.1 Application and purpose

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 6.7 Notification rules for overseas recognised bodies