Search Result

281 - 300 of 728 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors