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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

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