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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report