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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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MAR 5.3 Trading process requirements

BIPRU 8.7 Consolidated capital resources requirements

SUP 6.2 Introduction

DTR 5.4 Aggregation of managed holdings

SYSC 13.6 People

REC 6.1 Introduction and legal background

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CASS 6.2 Holding of client assets

REC 6A.2 Removal of passport rights from EEA market operator

SUP 4.2 Purpose

DISP 4.2 Standard terms

SUP 11.5 Form of notification by firms

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 5.1 Introduction and legal background

LR 13.8 Other circulars

REC 4.2C Control over a UK RIE

SUP 11.9 Changes in close links

PR App 1.1

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 16.4 Annual controllers report