Search Result

121 - 140 of 351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

PR App 1.1

As Published: 2005

PR App 1.1

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary