Search Result

121 - 140 of 275 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

PR App 1.1

As Published: 2005

PR App 1.1

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 13.2 General

As Published: 2007

PERG 13.2 General

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary