Search Result

101 - 120 of 920 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

DISP 1.11 The Society of Lloyd's

As Published: 2007

DISP 1.11 The Society of Lloyd's

LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4