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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 3.1 Application

As Published: 2005

LR 3.1 Application

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers