Search Result

941 - 960 of 969 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

BIPRU 5.7 Unfunded credit protection

As Published: 2007

BIPRU 5.7 Unfunded credit protection

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction