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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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