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COBS 10.7 Record keeping and retention periods for appropriateness records
As Published: 2007
COBS 10.7 Record keeping and retention periods for appropriateness records
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LR 8.2 When a sponsor must be appointed or its assistance obtained
As Published: 2007
LR 8.2 When a sponsor must be appointed or its assistance obtained
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SUP 4.5 Provisions applicable to all actuaries
As Published: 2004
SUP 4.5 Provisions applicable to all actuaries
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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative
As Published: 2004
SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative
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PERG 8.21 Company statements, announcements and briefings
As Published: 2005
PERG 8.21 Company statements, announcements and briefings
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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
As Published: 2006
COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
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