Search Result

301 - 320 of 907 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose