Search Result

181 - 194 of 194 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement