Search Result

1 - 20 of 840 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing