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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 6.2 Introduction

PRIN 1.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

MAR 5.3 Trading process requirements

REC 6.1 Introduction and legal background

SYSC 13.6 People

DTR 4.1 Annual financial report

SUP 11.5 Form of notification by firms

CASS 6.2 Holding of client assets

REC 6A.2 Removal of passport rights from EEA market operator

SUP 4.2 Purpose

DISP 4.2 Standard terms

REC 5.1 Introduction and legal background

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 4.2C Control over a UK RIE

LR 13.8 Other circulars

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 11.9 Changes in close links

PR App 1.1

SUP 16.4 Annual controllers report