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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers