Search Result

401 - 420 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2008

ICOBS 2.2 Communications to clients and financial promotions

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose