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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COND 1.3 General

As Published: 2001

COND 1.3 General

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose