Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

…

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

…

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

…

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.8 Income: accounting, allocation and distribution

PERG 9.10 Significance of being an open-ended investment company

PR App 1.1

SUP 16.12 Integrated Regulatory Reporting

LR App 1.1 Relevant definitions

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 13A.9 The precautionary measure rule for incoming EEA firms

COLL 7.2 Suspension and restart of dealings

COLL 3.1 Introduction

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 13.8 Other circulars

INSPRU 3.2 Derivatives in insurance

SYSC 10.1 Application

SUP 15.3 General notification requirements

BIPRU 7.2 Interest rate PRR

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 13.5 Financial information in Class 1 Circulars

DEPP 6.2 Deciding whether to take action

PERG 10.5 Employers and affinity groups (such as trade unions)