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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports