Search Result

461 - 480 of 732 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2007

COBS 4.3 Financial promotions to be identifiable as such

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes