Search Result

341 - 360 of 831 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2007

COBS 10.7 Record keeping and retention periods for appropriateness records

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

As Published: 2006

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction