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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PR App 1.1

As Published: 2005

PR App 1.1

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose