Search Result

401 - 420 of 913 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

CASS 6.3 Depositing assets with third parties

As Published: 2007

CASS 6.3 Depositing assets with third parties

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers