Search Result

221 - 240 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 1.1 Application

As Published: 2005

REC 1.1 Application