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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 3.23 Default

As Published: 2001

REC 3.23 Default

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions