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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

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COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

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MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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DISP 1.11 The Society of Lloyd's

As Published: 2007

DISP 1.11 The Society of Lloyd's

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

…

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