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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2007

COBS 10.7 Record keeping and retention periods for appropriateness records

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity